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Financial Services and Markets Act
Results: 894

#	Item
121	FAO: The Fair and Effective Markets Review BY EMAIL: [removed] 29 January 2015 Dear Sirs FEMR: How fair and effective are the fixed income, foreign exchange and commodities Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-02-23 11:13:05 Law European Union Markets in Financial Instruments Directive Economy of the United Kingdom Financial system Financial Services Authority Regulation Financial Services and Markets Act Financial markets Financial regulation United Kingdom
122	November 1, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 11:07:11 Systemic risk Financial markets Investment Late-2000s financial crisis Financial services Office of Financial Research Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial crisis Financial economics Economics Finance
123	For release on delivery 5:00 p.m. EST February 18, 2015 Financial Institutions, Financial Markets, and Financial Stability Add to Reading List Source URL: federalreserve.gov Language: English - Date: 2015-02-18 17:00:25 Financial markets Systemic risk Late-2000s financial crisis Economic bubbles Financial services Market liquidity Repurchase agreement Dodd–Frank Wall Street Reform and Consumer Protection Act Liquidity risk Financial economics Economics Finance
124	SIDLEY AUSTIN LLP BEIJING HONG KONG Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-01 16:18:42 Financial services Funds Financial markets 76th United States Congress Hedge fund Collective investment scheme Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Investment management Financial economics Investment Finance
125	Asset Management and Financial Stability—Risks in Perspective Comment on Securities and Exchange Commission File No. AM-1 Submitted by Oliver Ireland at Morrison& Foerster, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 10:43:36 Finance Financial markets Economic bubbles Systemic risk Financial services Dodd–Frank Wall Street Reform and Consumer Protection Act Banking in the United States Financial crisis Financial institution Economics Financial economics Financial crises
126	March 18, 2008 Financial Services Agency Securities and Exchange Surveillance Commission Our Answers to Your Questions about the Financial Instruments and Exchange Act Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2008-03-17 20:31:03 Financial markets Security Stock market Short Bank Regulation S-K Securities market Finance Business Financial economics
127	MAYER• BROWN Mayer Brown LLP 71 South Wacker Drive Chicago, Illinois[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-01 13:59:13 Financial services Late-2000s financial crisis Systemic risk Financial markets Office of Financial Research Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Mutual fund Financial economics Investment Finance
128	$UBS Roger Anerella Managing Director Global Head of Securities Execution Services UBS Investment Bank Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-31 13:19:50 Finance Financial markets Corporate crime U.S. Securities and Exchange Commission Alternative Trading Systems Investment banking Securities Exchange Act UBS Financial regulation Investment Financial economics United States securities law
129	Public Concern at Work’s Response to the consultation “how fair and effective are the fixed income, foreign exchange and commodities markets?” January[removed]We welcome this opportunity to make this short contribu Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-02-23 11:13:13 Freedom of speech Labour law Whistleblower Public Interest Disclosure Act Private law Law Financial Services Authority Audit committee Department of Defense Whistleblower Program Business Anti-corporate activism Dissent
130	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Exceed Advisory LLC and Exceed ETFs; Notice of Application February 4, 2015 Agency: Securities and Exchange Commission (“Commissi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 17:56:38 Funds Financial services Financial markets Exchange-traded fund Security Mutual fund Net asset value Depository Trust & Clearing Corporation Short Financial economics Investment Finance

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